Theoretical Frameworks for the Analysis of Social–Ecological Systems

Social-ecological systems (SES) are dynamic systems that continuously change in response to internal or external pressures. A better understanding of the interactions of the social and ecological systems that drive those dynamics is crucial for the development of sustainable management strategies. Dynamic models can serve as tools to explore social-ecological interactions; however, the complexity of the studied systems and the need to integrate knowledge, theories, and approaches from different disciplines pose considerable challenges for their development. We assess the potential of Ostrom's general SES framework (SESF) to guide a systematic and transparent process of model development in light of these difficulties. We develop a stepwise procedure for applying SESF to identify variables and their relationships relevant for an analysis of the SES. In doing so we demonstrate how the hierarchy of concepts in SESF and the identification of social-ecological processes using the new.

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Ecology and Society

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Ecology and Society

The social-ecological systems framework (SESF) is arguably the most comprehensive conceptual framework for diagnosing interactions and outcomes in social-ecological systems (SES). This article systematically reviews the literature applying and developing the SESF and discusses methodological challenges for its continued use and development. Six types of research approaches using the SESF are identified, as well as the context of application, types of data used, and commonly associated concepts. The frequency of how each second-tier variable is used across articles is analyzed. A summary list of indicators used to measure each second-tier variable is provided. Articles suggesting modifications to the framework are summarized and linked to the specific variables. The discussion reflects on the results and focuses on methodological challenges for applying the framework. First, how the SESF is historically related to commons and collective action research. This affects its continued development in relation to inclusion criteria for variable modification and discourse in the literature. The framework may evolve into separate modified versions for specific resource use sectors (e.g., forestry, fisheries, food production, etc.), and a general framework would aggregate the generalizable commonalities between them. Methodological challenges for applying the SESF are discussed related to research design, transparency, and cross-case comparison. These are referred to as "methodological gaps" that allow the framework to be malleable to context but create transparency, comparability, and data abstraction issues. These include the variable-definition gap, variable-indicator gap, the indicator-measurement gap, and the data transformation gap. A benefit of the framework has been its ability to be malleable and multipurpose, bringing a welcomed pluralism of methods, data, and associated concepts. However, pluralism creates challenges for synthesis, data comparison, and mutually agreed-upon methods for modifications. Databases are a promising direction forward to help solve this problem. In conclusion, future research is discussed by reflecting on the different ways the SESF may continue to be a useful tool through (1) being a general but adaptable framework, (2) enabling comparison, and (3) as a diagnostic tool for theory building.

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